National Investment Banking Association’s
Conference Speakers
1984 - 2007

• Stanford Alexander, Weingarten Realty Investors
• Bud Applebaum, Wingate Partners
• Norman Arnoff, Burkhart, Wexler & Hirschberg LLP
• Jerry L. Arnold, University of Southern California
• Bill Ashbaugh, Capital Southwest Corporation
• Elena Georgievna Avakyan, The Supreme Arbitration (Commercial) Court of the Russian Federation
• Peter Barca, NASD and U.S. Small Business Administration
• Marc Baum, IPO.COM, Inc.
• Charles Bennett, NASD
• Scott Bennett, Entertainer
• Derek R. Bingham, Goldman, Sachs & Co.
• Frank Birgfield, NASD
• Steve Blair, John Hancock Funds
• Deborah R. Bortner, Director, Securities Division, State of Washington and NASAA Board Member
• Robert Breza, RBC Capital Markets
• Sara Brody, Brobeck, Phleger & Harrison LLP
• Bill Broka, NASDAQ
• Eugene Buchannan, NASD Regulation Inc. and
    The Nasdaq Stock Market, Inc.
• Marc Butler, Pershing
• Patrick Campbell, The Nasdaq Stock Market, Inc.
• Henry Carter, E*TRADE Securities Inc.
• Jean Marie Cho, State of New York Office of Attorney General
• Andrew Clapp, Brook Venture Fund
• Ben Connor, Everen Securities, Inc.
• Ms. Denise Voigt Crawford, State Securities Board
• James Crowley, Pershing
• Chris Cruttenden, Net Chemistry
• Walter W. Cruttenden III, E*Offering Corp.
• Stephen Cutler, U.S. Securities and Exchange Commission
  
• The Honorable Peter Deutsch, U.S. House of Representatives
  
• Tracy Eichler, UBS Warburg
• Michael Emen, Nasdaq
• Todd Essary, Investrend Research
• Philip Feigin, Rothgerber Johnson & Lyons LLP, Former Colorado Securities Commissioner and Former NASAA Chairman
• Oleg Figovsky, Nucon-RF, Inc.
• Bruce S. Foerster, South Beach Capital Markets Advisory Corp.
• Mark Foley, Republican - Florida
• Steve Forbes, Forbes 2000, Inc.
• Tom Franko, Pershing
• Lisa Gok, U.S. Securities and Exchange Commission
  
• Gary Goldshole, NASD Regulation Inc.
• Julio Gomez, Gomez Advisors, Inc.
• Elizabeth P. Gray, Foley & Lardner, LLP
• The Honorable James Greenwood, U.S. House of Representatives
  
• Brian J. Grossi, AVI Management Partners
• Professor Joseph A. Grundfest, Stanford Law School
• Patrick Hamner, Capital Southwest Corporation
• Joseph Hardiman, NASD President
• F. Britt Harrington, Tahoe Air Corp.
• David Harris, NASD
• Dee R. Harris, NASAA President
• Jeff Himstreet, Bingham Dana, LLP
• Isaac Hunt, SEC Commissioner
• Lee Iacocca, American Industrialist
• John Keeley, Keeley Investment Corporation
• Jack Kemp, Former US Congressman
• T. Richard Kendrick, Everen Securities, Inc.
• Dirk Koerber, Shareholders Research Alliance
• William Kraus, WallStreet Investors Alliance
• Candy Kreitlow, Entertainer
• Ralph Lambiase, Department of Banking: Division of Securities
• John R. Landis, Foley & Lardner, LLP
• Brian Lane, SEC Director
• Gerald Laporte, US Securities & Exchange Commission
  
• Minh Le, NASD
• James H. Lee, Momentum Securities Management Company
• Mary Lukens, Committee on Small Business
• Paul Matthews, The Nasdaq Stock Market, Inc.
• Michael W. Mayhew, Integrity Research Associates, LLC
• Gary Mendoza, California Security Commissioner
• William Mohr, New York State Attorney General's Office
• Dennis Murphree, Murphree & Company
• Anthony C. Naughtin, InterNAP Network Services Corporation
• David Nelson, Life Enhancement Systems
• Matthew Nestor, Massachusetts Securities Division
• The Honorable Michael Oxley, U.S. House of Representatives
  
• Thomas P. Palmer, Tonkon Torp LLP
• Phil Pearce, 1968-69 NASD Chairman
• John E. Pinto, NASD Exec. V.P.
• Joseph E. Price, The Nasdaq Stock Market, Inc.
• John Ramsay, NASD Regulation, Inc.
• George Reichhelm, AGS Specialist - AMEX
• Jerry Reiter, Financial Advisors Legal
• Cal Reno, Arthur J. Gallagher
• J. Joe Ricketts, Ameritrade
• John Robbins, Wall Street University, Inc.
• Nik Rokop, nLake Technology Partners, LLC
• Evan R. Rosser, NASD Regulation, Inc.
• James Rothenberg, First Chairman, N.Y.S.E., and National Market System Committee
• Susan Rothwell, The Nasdaq Stock Market, Inc.
• Mary Schapiro, FINRA Chairman
• Joel Michael Schwarz, State of New York Office of Attorney General
• Thomas M. Selman, The Nasdaq Stock Market, Inc.
• Andrew Sherman, Dickstein Shapiro LLP
• Daniel Sibears, NASD Regulation, Inc.
• Brad Sills, Lehman Brothers
• Tower C. Snow, Jr., Brobeck, Phleger & Harrison LLP
• Elliot Spitzer, State of New York Office of Attorney General
• John Spratt, NASD
• Wade Stribling, Sutherland Asbill & Brennan
• Neal E. Sullivan, Bingham Dana, LLP and NASAA
• Mandeep Taneja, L.G. Zangani, L.L.C.
• Terry Tillman, SunTrust Robinson Humphrey
• LaNita Tyler, NASD Regulation, Inc.
• Laura Unger, U.S. Securities and Exchange Commission
  
• Don Van Weezel, New York Stock Exchange
  
• Howard Vine, Dickstein Shapiro LLP
• Kemba Walker, NASD Regulation, Inc.
• George Herbert Walker III, Stifel Financial Corp.
• Steven Wallman, SEC Commissioner
• Stephen Wexler, Burkhart, Wexler & Hirschberg LLP.
• Cornelius Willis, Microsoft Corporation
• Alan M. Wolper, NASD
• Therese Woods, NASD
• The Honorable Ron Wyden, United States Senate
• Frank G. Zarb, NASD
• Sasa Zorovic, Goldman, Sachs, & Co.
• Professor Valery Zubov, The Federal Assembly of the Russian Federation